my financial empire

Chapter 33 Abnormal Profit Net Worth Increase!
"Didn't Team Leader Zhao say that there will be results within three working days?" Su Yue said with a smile.

Leaving aside the fact that he did not trade illegally, the other party could not find anything out of the investigation. Even if he did trade illegally, it would not have much impact when he planned to leave the job and go it alone.

Wang Liling responded: "Team Leader Zhao said that there will be results within three working days, but before the results come out, no one knows what the results will be. Although we all believe in you, we also believe that Team Leader Zhao can enforce the law impartially. , but this kind of thing, even if the probability of accident is small, we should try our best to prevent it before the result comes out.

That's enough, Su Yue, since you are sure that you have not traded illegally, then leave the rest to Master.

Also, before the results of the investigation team come out.

According to regulatory rules and company regulations, your fund account will be temporarily restricted from trading.

During these three working days, you should first take a look at the current main line of investment opportunities in the market, carefully study the corresponding target stocks, and think about the follow-up trading plan. "

"Okay!" Su Yue nodded and had no objection to this. After thinking for a while, he said, "Master, I have already thought about my resignation. I still stick to my original decision."

Wang Liling stared at Su Yue earnestly for a while, and seeing his firm eyes, she knew that it would be useless to persuade her, so she nodded and said, "Okay, Master respects your decision, but you still have to wait for the investigation team to report your resignation." After the results of your investigation come out, I can submit them to the leader. After all, if you submit them at this time, everyone will think that you know that the investigation results are not good for you, so you resign at this time to avoid responsibility, which will not affect you well."

"Yeah!" Su Yue replied, "In this regard, the master decides."

After speaking, seeing that Wang Liling had nothing else to do, Su Yue got up and left the office and returned to the trading room.

After Su Yue left, Wang Liling immediately called her classmate who worked in the Supervision Department of Fund Institutions of the China Securities Regulatory Commission.

"Student, what did Sister Li Ling say?"

Seeing Su Yue coming out of the fund manager's office, Fang Wanqing hurriedly asked.

Su Yue responded with a smile: "Master just suspended my fund account trading authority, and asked me to wait patiently for the results of the investigation. The rest...is nothing."

"That's good!" Fang Wanqing breathed a sigh of relief, and said with a smile, "Student, it's okay, we all believe in you."

Every operation of Su Yue's fund account was done in the trading room, and everyone more or less followed suit. If there was a problem with Su Yue's operation, Fang Wanqing felt that there was a problem with everyone's operation.

Moreover, there is surveillance video in the trading room.

She was one of those people who didn't believe in the investigation team. After extracting so much information and data, she was able to turn black and white.

Su Yue shrugged with a smile, and said rather relaxedly: "Thank you for your trust, Senior Sister."

"Wan Qing, I think the investigation team came here suddenly and initiated a review of our fund. Someone should be targeting us on purpose." Deng Yajie pondered for a moment, and felt that something was wrong. They came here because of illegal transactions in the office, which means... they should have received some suspected evidence from the whistleblower, so they broke into the company and investigated us, right?"

"Maybe it's not against us, but just against Su Yue?" Zhou Kai continued, "After all, only Su Yue's account is currently under suspicion."

"Aiming at Su Yue?" Deng Yajie quickly turned her gaze to Su Yue, "It shouldn't be!"

Fang Wanqing thought for a while, and then asked a question: "Yajie, you just said that Team Leader Zhao and the others should have launched a sudden review of our fund after receiving some suspected evidence from the whistleblower. This should explain... …The ones who reported our fund’s illegal transactions are the internal personnel of our company, right? After all, it is impossible for external personnel to obtain the transaction data of our fund.”

"No way, insider?" Qian Jin exclaimed, "Who would report violations of the company's fund product transactions? This is a taboo in the workplace."

"It's hard to say." Deng Yajie replied.

"You don't need to guess." Su Yue casually glanced at Wu Yu who hadn't said much, smiled, and said, "I believe the whole thing will come to light soon."

"Yeah!" Fang Wanqing nodded, "Since it's a real-name report, it's easy to know who it is."

And just as Fang Wanqing thought...

At this moment, everyone in the trading room was discussing.

In the office of the general manager of the asset management business, Mr. Lin put down the phone in his hand, and immediately asked the secretary to call Manager Yu from the company's fund sales department.

Then, Manager Yu arrived.

Mr. Lin handed the printed file of an employee of the company to Manager Yu, and said with a gloomy expression, "Manager Yu, this kid is an employee of your department, right? Good guy, take the company's salary and report the company backhand fund products, such a person... how did you recruit them?"

Manager Yu fixed his eyes on the employee files in his hand, with a hint of surprise in his eyes, and responded cautiously: "Mr. Lin, this person submitted a resignation application to the company the day before yesterday, and he hasn't come to work for the past two days."

"Did you resign the day before yesterday? Has the process been completed?" Mr. Lin asked anxiously.

Manager Yu replied: "Not yet."

"That's good!" Mr. Lin said, "First get stuck in the process, let him come to the company, ask him the motivation and reason for doing this, if he doesn't come, leave a black mark on his resume, At the same time, issue an industry announcement to let other companies in the same industry be careful about hiring this person."

"Understood!" Manager Yu nodded hastily.

Seeing that he had finished what he wanted to say, Mr. Lin waved his hand and let Manager Yu leave.

"Mr. Lin..." After Manager Yu left, Mr. Wang from the company's fund trading department knocked on the door, walked into Mr. Lin's office, and reported, "Our company's other fund product trading rooms haven't noticed it yet. What's unusual is that everyone's discussions about the investigation of the fund product "Future Investment Mixed Selection" are a bit intense, but I have already warned everyone not to spread rumors."

"En!" President Lin nodded, "It's fine if you don't notice anything unusual."

Now that he has found the person who made the report with his real name, what Mr. Lin thinks is to investigate the person's motivation and purpose of reporting first.

Others... are not important for the time being.

"The investigation team, what do you say about the fund product 'Future Investment Mixed Selection'?" Mr. Lin continued to ask.

Mr. Wang replied: "The investigation team's overall investigation of the fund product 'Future Investment Mixed Selection' is considered to be over, but regarding this fund's trading room, a trader named Su Yue, regarding his personal investigation , it’s not over yet, I have asked Manager Wang to suspend all trading operations of this trader.”

"Su Yue." Boss Lin narrowed his eyes slightly, pondered for a while, and finally remembered who the other party was, "This trader, what violated the rules? Did you use your personal account to speculate in stocks?"

Due to the revision of the new fund law.

In Mr. Lin's impression, in the past half a year, some novice traders in the industry are always prone to make this mistake.

So, he subconsciously thought so.

Mr. Wang replied: "It seems not. This kid's personal stock trading account was filed by Manager Wang a month ago, and there is no violation."

"Why is that?" Boss Lin couldn't help asking curiously.

Mr. Wang said: "Specifically, Team Leader Zhao didn't make it too clear. It seems that the fund account operated by this kid has abnormal net worth performance."

"Abnormal?" Boss Lin was taken aback.

He thought that the operations of the company's traders on the fund account were all under surveillance, what could be unusual?
"Yes!" Mr. Wang replied, "The net worth trend, especially the net profit net worth, has increased too much, and there is basically no retracement. This makes Team Leader Zhao and the others feel that this kid is operating based on inside information and is suspected of insider trading."

"The increase in net profit is too outrageous?" Mr. Lin never expected that this indicator was abnormal. "It's no wonder the company's risk control and supervision department didn't notice it."

The company's risk control and supervision department pays attention to abnormal indicators.

Only the net profit and net asset value of the fund have a short-term sharp retracement, and there are suspicions of reverse trading, as well as the maximum position limit of individual stocks, restrictions on raising placards, etc., there is no risk monitoring for the increase in net worth at all. It's a risk.

"Can you open the account operated by this trader for me?" Mr. Lin thought for a moment and asked again.

Mr. Wang responded: "Of course...you can."

After speaking, Mr. Wang called Wang Liling and asked her to come to Mr. Lin's office immediately.

Then, about 5 minutes later, Wang Liling walked into Mr. Lin's office. According to Mr. Wang's request, she logged in to the background management account of the fund trading account on the office computer, and called out the fund operated by Su Yue. Sub-account historical transaction data.

Mr. Lin checked each transaction carefully, then pondered for a while based on his own experience, stared at the two of them, and asked, "Do you two think that the transaction records of this account can be manipulated based on insider information? ?
"No!" Wang Liling replied categorically, "In the account operated by Su Yue, there are a total of 5 stock purchase records, and there are swaps of positions and shares, buying and selling are very frequent, and the buying and selling points are stepped on Very good, this is entirely based on personal judgment of the market trend. In real-time trading, it is impossible to trade based on inside information. At the same time, the market is completely dynamic, even if it is based on inside information, it is completely impossible Pinpoint every dynamic change in the market.”

Mr. Wang thought for a while, observed the change of Mr. Lin's expression, and said, "I don't think... it seems that insider information can be manipulated."

"Hehe, I didn't expect... Our company has such a trading talent!" Mr. Lin said with a smile.

Although he didn't bluntly express his views on Su Yue's trading account, this sentence is enough to explain his point of view.

When Wang Liling heard Mr. Lin's words, her heartstrings were still a little tense before, but at this moment, she was completely relaxed, knowing that Su Yue's "suspected illegal transactions" level has passed.

"On the next trading day, if there is no result from Team Leader Zhao, you can urge me, Mr. Wang." After a pause, Mr. Lin continued, "It's better to be quick rather than slow for such an unwarranted investigation. Otherwise, it will have a great psychological impact on young people. As leaders, we should not only care about work, but also pay more attention to the mental health of employees.

As I said before, it is our company's fault, so we have to review and admit our mistakes.

If it is not our company's fault, then we must actively complain. At the same time, we must know how to protect our company's employees and let them know that the company is their strong backing. "

"Understood, Mr. Lin!" Mr. Wang nodded hastily.

After jotting down a few key points, they left Mr. Lin's office with Wang Liling.

After that, over the next two business days.

With the investigation team of the supervisory level and the company's internal investigation team going on at the same time, the rumors about Su Yue's illegal transactions not only did not disappear, but intensified.

Some people think that violators like Su Yue should be fired from the company as a warning to others.

Some people think that the company should at least deal with people like Su Yue in a timely manner and quickly remove them from the trader position.

Some people think that Su Yue should resign voluntarily at this time.

Anyway...

Everyone in the company was discussing, except for the members of the trading room of the headquarters where Su Yue worked, almost no one thought that he was wronged.

And just when the reputation of the company that Su Yue had worked so hard to accumulate before collapsed in an instant, becoming notorious and spurned by everyone.

Thanks to the adjustment stage of the Shanghai Stock Exchange Index, the market's "technological growth" investment main line rebounded strongly for two consecutive trading days.

Lu Pengfei, the trading team leader of the "Technology Growth, Innovation, Investment Mixed Selection" product trading room, began to make high-profile speeches again, satirizing Su Yue overtly and secretly, and received a lot of praise from the company's employees, and became the "tomorrow star" expected by everyone in the company again.

However, just when everyone praised Lu Pengfei and felt that Su Yue, who had been suspended from trading authority, would soon receive a penalty notice from the investigation team of the Fund Institution Supervision Department of the Securities Regulatory Commission, be dealt with severely by the company, and even be fired directly.

Tuesday, October 8th.

The company's "technology growth, innovation and investment mixed selection" fund trading room, the company's fund trading department, the company's asset management business group, and the company's human resources department issued an announcement simultaneously, directly dismissing the "tech Lu Pengfei, leader of the trading team of Growth Innovation Investment Mixed Selection' fund products.

At the same time, the 'Future Investment Mixed Selection' fund product trading room.

Wang Liling also quickly met with the trader Wu Yu, according to the company regulations, conveyed the opinions of Mr. Lin and Mr. Wang, gave him a serious warning, and decided to leave the trading team.

And it was at the moment when the company made corresponding punishment decisions on the two of them.

Almost all employees in the company were extremely shocked.

The supervisory investigation team also sent a letter back to the company, stating that there was no problem with Su Yue's fund account operation, and this letter quickly spread to all groups within the company, which once again surprised everyone.

(End of this chapter)